Robert Glen

Financial Markets Consultant

Specialising in:

  • Investment Operations design and review
  • Internal Controls Opinions
  • Operational Risk Management
  • Due Diligence
  • Master Trust Structures
  • Product Management
  • Anti-Money Laundering and CFT

I have over thirty years experience in the financial markets, the first twenty were with Global Investment Banks based in Sydney, London and Auckland and were centred around Equity, Debt and Derivatives. The latter years have been focussed on the Managed Funds and KiwiSaver industry, from the perspective of a Trustee, Issuer and provider of Administrative services.

Risk Management and Compliance are areas of particular interest to me and are fundamental to the success of any financial services provider, but it has never been  more important to follow and be visibly seen to be following a robust process given the events of recent years in the New Zealand.

If I can be of assistance to your organisation please do not hesitate to contact me. Mobile: 021 555 375 or rob@culwalla.co.nz

 

 ACAMS - Certified Anti-Money Laundering Specialist